Research the role of the Securities and Exchange Commission (S.E.C.) and identity
potential consequences of violating S.E.C. regulations.

Answers

Answer 1

Answer:

The Division obtains evidence of possible violations of the securities laws from many sources, including market surveillance activities, investor tips and complaints, other Divisions and Offices of the SEC, the self-regulatory organizations and other securities industry sources, and media reports. All SEC investigations are conducted privately.

Explanation:


Related Questions

13 colonies
Massachusetts
New Hampshire
Rhode Island
Connecticut
New York
Pennsylvania
New Jersey
Delaware
Maryland
Virginia
North Carolina
South Carolina
Georgia
HELP ME CHOOSE ONE WITH MORE INFORMATION SO I CAN GET A GOOD GRADE ON MY ASSIGNMENT

Answers

Answer:

Delaware or New Jersey!

Answer:

Massachusetts

Explanation:

hope that helped

Can somebody help me?

Answers

A: By using the presidential veto to block the renewal of its charter

_ John O’Sullivan in 1845 stated “the fulfillment of our manifest destiny to overspread the continent allotted by Providence for the free development of our yearly multiplying millions.”

He is referring to US citizen’s right to do what in the United States?

Answers

Answer:

He is referring to the right of U.S Citizens to fulfill their manifest destiny.

Explanation:

Manifest Destiny was the idea that American civilization, and American people, had the divine, moral, ethical, economic, and political right to spread from the Northeast to the West Coast, and occupy the entirety of the North American Continent.

This idea was justified under a belief of American cultural superiority and exceptionalism over other cultures, for example, Native American Culture. This ideology was materialized during the nineteenth century because by the end of this period the United States had occupy the continental land that stretches from the East Coast to the West Coast, and from the Gulf of Mexico and the border with that country, to the Great Lakes and the border with Canada. In other words, by the end of the XIX century, the modern continental U.S. had already formed.

Answer:

b

Explanation:

The Mughal empire fell by.....
Group of answer choices

revolt by Hindus and invasion the British.

political infighting and assassination.

invasion by the Mongols.

invasion by americans.

Answers

Answer:

revolt by Hindus and invasion the British.

Explanation:

Under the leaderships of Aurangzeb, the Mughal Empires started to conduct strict prosecutions to the people who refused to convert into Islam as the national religion/. Since Hindu was the largest population after Islam in that region, Aurangzeb often regarded as the 'vile oppressor's of the Hindus'. This caused series of Revolt by the Hindus that gradually waste the Empire's resources and military's power.

After the empire was weaken, the British government came into the territory in order to form colonies. Since the Mughal empire was already on a weaken state, they cannot  win against the British' military's prowess and this eventually led to their downfall.

At the start of Washington’s presidency, what was the country’s biggest problem? How did Congress plan to solve this problem

Answers

The biggest problem was slavery. The planed a rebelión

What is militarism like?

ANSWER FAST AND CORRECTLY TO GET BRAINLIEST!!

Answers

Answer:

Militarism is a government that believes they should have a very strong military, and are not afraid to use it rather aggressively against outside forces/other countries,

Explanation:

Answer:

Militarism is the belief or the desire of a government or a people that a state should maintain a strong military capability and to use it aggressively to expand national interests and/or values.

Explanation:

hope this helps

In the United States criminal court system, defendants are?

Answers

Answer:

depending on the situation,

the person being accused or complained about

Explanation:

accused is a crime situation

complained about is a lawsuit situation

hope I helped :)

write a letter to your brother telling him about the importance and benefits of cooperative

Answers

Answer:

Letter in explanation.

Explanation:

Hey brother, It's me your brother, I just wanted to right a letter to you but I was afraid if you may dislike it. I love very much and I just want to say that please be cooperative with your loved ones.

Can you list two reasons why Geography helped the Italian trade flourish or succeed during the Renaissance?

Answers

Answer:

Two reasons why geography helped Italians trade:

1. Italy was in such an area that it could trade with Africa, Eastern Europe, the Ottoman Empire, and the countries above it.

2. Italians got items from only limited to certain countries when they traded, so they re-sold those items and got money. These were items like certain spices.

I hope this helps!

Italy was in a geographical location that allowed it to trade with Africa, Eastern Europe, the Ottoman Empire and When Italians traded, they received products that were only available in a few nations, so they resold them and made money.

Which cities in Italy prospered the most what geographic features helped them prosper?

The Italian city-states of Milan, Venice, and Florence were extremely wealthy during the Middle Ages because they served as major commercial hubs.

During events like the Crusades, merchants were able to sell more of their wares, allowing them to establish more trading ports.

Thus, Italy allowed it to trade with Africa and other countries.

For more details about Italian trade, click here

https://brainly.com/question/13420787

#SPJ2

In hearing a persuasive message, some people will evaluate it in terms of factors that have nothing to do with the content of the message. When this happens, psychologists speak of _______ route processing.

Answers

Inherit route processing

What name was given to women who fought in the American revolution?

1 Ann Bates

2 Deborah Champion

3 Martha Washington

4 Molly Pitcher


HELLLLLP

Answers

Answer:

Deborah Sampson Gannett

Deborah Sampson Gannett (December 17, 1760 – April 29, 1827), better known as Deborah Sampson, was a Massachusetts woman who disguised herself as a man in order to serve in the Continental Army during the American Revolutionary War.

Explanation:

economic conditions of medieval age to the present using five points​

Answers

Answer: Feudalism as a fundamental socio-economic relationship of the Middle Ages.

Explanation:

Feudalism implied a hierarchy in which all social classes were included, and it functioned for centuries during the Middle Ages. At the top of the "feudal pyramid" was a king who allocated land to nobles or feudal lords, on that land worked serfs who took part of the income from the land for themselves, and in case of war, the feudal lord, in turn, had to assign a certain number of soldiers. Was a larger feudal lord had to provide a larger number of majors). The disappearance of the feudal system occurred with the emergence of the first economic relations, i.e., the emergence of private property; the king no longer had to allocate land to have an army but could hire and pay from the state treasury. Fundamental changes in economic relations that are still relevant today occurred during the XIX. century. Namely, this is the Industrial Revolution period when large capitalists appear, who pay taxes to the state for their activities, and economic relations are still in force today.

What qualities does the song suggest would make Jackson a good president?

Answers

Answer:

The song suggests that Jackson would make a good president with the following details:

Explanation:

Jackson was a common man/hunter from Kentucky

Newspapers reporting on Jackson standing strong in the face of English Generals

Jackson was able to fight off the British and defend America

Jackson campaigned to destroy the Second Bank of the US

Brainliest?

How does today’s food market compare to the food market of the past?
A) Today’s food market sells primarily organic produce.
B) Today’s food market is dominated by chain stores.
C) Today’s food market stocks lower-quality goods.
D) Today’s food market is financially unstable.

Answers

Answer:

b

Explanation:

Answer:

b-today's food market is dominated by chain stores

Explanation:

on edge

Why is art an important source of information about daily life?

Answers

Answer:

when the art that we are surrounded by whether its a painting , music or even video can give huge impact on our mood or emotions . all kind of art can affect our mood in a positive way making us feel better happier, calmer or even inspired to do something. everywhere we go art is evident

All of the following are long term causes of World War I EXCEPT --

Militarism

Industrialism

Imperialism

Alliances

Answers

the answer is industrialism.

In Punjab the British ________________the Indian soldiers.

Answers

Answer:

Soldier ranks included Sepoys or Sowars (Cavalry), equivalent to a British private. British Army ranks such as gunner and sapper were used by other corps.

Explanation:

the United States and blank are the major countries of a region called blank the region is located blank of Africa​

blank one:
canada
chile
columbia

blank 2:
europe
north America
south america

blank 3:
north west
north east
south west

Answers

Answer:

1. Canada, 2. North America, 3. North West

Explanation:

What do you mean by duties of citizen

Answers

Answer:    Obeying the law. Every U.S. citizen must obey federal, state and local laws, and pay the penalties that can be incurred when a law is broken.

   Paying taxes. ...

   Serving on a jury when summoned. ...

   Registering with the Selective Service.

Explanation:

Why was the Zimmermann Telegram so concerning to the United States that it swayed public opinion fromneutrality toward intervention in World War I?

A. In the telegram, Germany promised Mexico territory it lost in the U.S.-Mexican War if it pledged toside with Germany if the United States entered the war.

B. In the telegram between German officials, Germany detailed its plan to sink U.S. passenger ships inthe Atlantic if the United States did not remain neutral.

C. In the telegram between German officials, Germany detailed its plan to open a new front in the warby invading U.S. territories in the Caribbean.

D. In the telegram, Germany requested Japanese assistance in capturing the U.S. Territory of Hawaii inorder to diminish the U.S. presence in the Pacific.

Answers

Answer: c

Explanation:

Answer:

C. In the telegram between German officials, Germany detailed its plan to open a new front in the war by invading U.S. territories in the Caribbean.

Explanation:

Which religion has rarely been spread through violence?
Islam
Buddhism
Hinduism
Christianity

Answers

Answer:

Which religion has rarely been spread through violence?

Islam

Buddhism

Hinduism

Christianity

Explanation:

i got this correct on my lesson in odyssey

What happened when Dr. Mengele took Shalom's temperature

Answers

Answer:

extermination camp (1943–45) who selected prisoners for execution in the gas chambers and conducted medical experiments on inmates in pseudoscientific racial studies. After the war, he escaped internment and went underground, ultimately settling in South America.

Explanation:

Answer:

After the war, he escaped internment and went underground, ultimately settling in South America.

Explanation:

13 Explain the relationship between cells,
tissues, organs, and organ systems in a
multicellular organism.

Answers

Answer:

Key points. Humans—and other complex multicellular organisms—have systems of organs that work together, carrying out processes that keep us alive. ... Cells make up tissues, tissues make up organs, and organs make up organ systems. The function of an organ system depends on the integrated activity of its organs.

What is a benefit of obtaining a personal loan?
O getting money with special repayment terms
getting money with favorable interest rates
getting small amounts of money to use immediately
getting large amounts of money to use immediately

Answers

Answer:

D: getting large amounts of money to use immediately

Explanation:

pretty sure its's that on edge2021! hope this helps!~

Answer:

d

Explanation:

What took the Roman
Empire 400 years to
conquer,
A. the Mongols conquered in 10 years
B. the Mongols conquered in 25 years
C. the Mongols conquered in 100 years
GUYS PLEASE PLEASE HELPPPPPP

Answers

Answer:

I think it is 25. (b)

Explanation:

Chose right answer pleasae

Answers

Answer:

C would be my answer

Explanation:

Answer:

Since I don’t really have a clear answer, have this-

If the U.S. economy collapses, you would likely lose access to credit. Banks would close. Demand would outstrip supply of food, gas, and other necessities. If the collapse affected local governments and utilities, then water and electricity might no longer be available.

In 2008 the United States government loaned money to companies in the automobile industry.
This is an example of which of the following?
A
market economic system

B
deregulation

C
regulation

D
pure competition

Answers

Answer:

C

Explanation:

Regulation is broadly defined as imposition of rules by government, backed by the use of penalties that are intended specifically to modify the economic behaviour of individuals and firms in the private sector. Various regulatory instruments or targets exist.

Technically, the correct term would be an incentive, or government guaranteeing loans. But government in general should never mess with the private sector. They tried that in the 1920s and it led to the Great Depression.

8. Millsaps College was founded as a ______
coeducational institution but later became
affiliated with the_____

Answers

Answer:

Millsaps College was founded as a private coeducational institution but later became  affiliated with the Methodist Church .

Explanation:

Millsaps College is a liberal arts college in Jackson, Mississippi. It was founded by Major Reuben Webster Millsaps in 1890. It started as a private institution and is, to this day, a private college.

Millsaps wanted college to be Christian, so he offered the monetary gift to the Methodist community in return for the help with establishment.

The college stayed private but started an affiliation with Methodist Church that still exists today. The college is opened for all students despite the religious background but has various initiatives and centers for Methodist learning.

Multiple________encouraged trade within the region.

A.islands
B. Mountains
C. Rivers
D. Volcanoes

Answers

The answer is C. Rivers.

Answer:

C. Rivers

Explanation:

Makes the most sense because you can travel over a river to trade with other people

<3

True of False: Language, Trade, and Religion bonded the East Coast vity-
states together.

Answers

True, that language,trade and etc
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